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UCL Case Formulation Model, Mental Health and CBT

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Young woman with freckles looking upwards against blurred green foliage

UCL Case Formulation Model, Mental Health and CBT

Understanding the UCL Case Formulation Model in Mental Health

Mental health professionals use the UCL (University College London) Case Formulation Model to make sense of psychological difficulties and to treat them. The framework is thorough. It rests on evidence, and it helps a therapist build a treatment plan aimed at the right problem.

What is Case Formulation?

Formulation means gathering information about a client’s difficulties and pulling it together. The aim is a coherent picture of their presenting issues, the causes beneath them, and the factors that keep the trouble going.

The UCL Model Components

The model usually covers: presenting complaints, predisposing factors (genetic, biological, psychological), precipitating factors (triggers), perpetuating factors (what keeps the problem going), and protective factors (strengths and resources).

How Formulation Guides Treatment

A good formulation guides the choice of intervention. It helps a therapist anticipate the difficult patches and track progress as treatment unfolds.

CBT and Formulation

In CBT, formulation brings negative thought patterns and behaviours into view. What the UCL model offers is a structured way to see how those patterns took shape, and what holds them in place.

Finding a Formulation-Trained Therapist

Many therapists trained at UCL, or working from evidence-based methods, build formulation into their practice.

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Our therapists work from evidence-based approaches. Assessment and formulation sit at the centre of that work.

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In mental health, the UCL Case Formulation Model is widely used. It helps a therapist see the unique mix of factors behind a person’s difficulties. Developed at University College London, the framework guides treatment planning, so the plan fits the individual.

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What is Case Formulation?

Formulation is a shared process. Therapist and client work through it together to understand:

  • How difficulties developed
  • What maintains them
  • Individual strengths and resources
  • Targets for intervention

The UCL Model

Five key areas are covered by the UCL formulation:

1. Presenting Problems

What difficulties is the person experiencing now?

2. Predisposing Factors

What made the person vulnerable? (genetics, early experiences, personality)

3. Precipitating Factors

What triggered the current difficulties?

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4. Perpetuating Factors

What keeps the difficulties going? (thoughts, behaviours, environment)

5. Protective Factors

What strengths and resources does the person have?

Benefits of Formulation

  • Personalised treatment
  • Collaborative approach
  • Integrates different types of information
  • Guides intervention selection
  • Can be revised as therapy progresses

Find a Formulation-Trained Therapist

Our therapists use formulation, grounded in evidence, to understand your situation.

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Formulation in Practice

Therapists trained in formulation:

  • Take time to understand your story
  • Create diagrams or written formulations with you
  • Use this understanding to guide therapy
  • Review and update as things change
Therapy based on formulation

At seekapsych, our therapists work with formulation-based approaches. That means treatment shaped around you, and treatment that holds up.


Resources: UCL | British Psychological Society

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